Investment Guidelines Officer

A Large finance Institution is at the fore front of new technologies and services in an increasingly crowded market space. Consistently providing quality service to its customers, this worldwide organisation has a fantastic reputation in developing talent and career prospects.

We require a passionate Investment Guidelines Officer/Compliance Analyst to help Ensure complete resolution of all alerts in conjunction with all impacted Teams including, IG Engineering, Front Office, Distribution, Legal or Compliance.

Key responsibilities & deliverables

Monitoring:

- Investment guidelines monitoring using our main constraint server Sentinel.
- Accurately analyse all detected incidents.
- Ensure complete resolution of all alerts in conjunction with all impacted Teams including, IG Engineering, Front Office, Distribution, Legal or Compliance.

Implementation and maintenance of constraints:

- Test and validate the coding of new constraints
- Evaluate the quality of the measures performed by the monitoring tools.
- Participate in the implementation of new constraints.

Reporting:

- When required, assist in the production of Compliance Reports for our various clients.

Improve the quality and efficiency of the procedures to:

- Reduce the number of false alerts
- Propose solutions to enhance the quality and effectiveness of the procedures.
- Propose enhancements to improve the effectiveness of the procedures, eg offshoring
- Implementation of these enhancements in conjunction with Technology and other implicated Teams

Skills and Experience required

- Good knowledge of equity, Fixed Income and derivative markets along with local regulations and associated applications
- Strong attention to detail. Thorough and meticulous approach
- Solution oriented mind-set
- Well organised and able to work to sometimes tight and time critical deadlines
- Advanced Excel knowledge (macro level) is preferred. LZ Sentinel preferred although not essential
- Self-motivated and able to plan and manage workload with limited supervision.
- Well organised and able to work to sometimes tight and time critical deadlines.
- Excellent communication skills (written and verbal) along with the capacity to work/interact with all levels of management/staff within the organisation.
- Tenacity to ensure that action is taken when required to protect the Clients position and reputation.

To apply for this outstanding role please apply through the link provided.

PARITY - SOURCE, DEVELOP, TRANSFORM

Parity Professionals Ltd acts in the capacity of an Employment Business when providing contract work finding services.