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Compliance Officer - Private Wealth Management - £800-1,000 PD

Eingestellt von Alexander Ash Consulting Ltd

Projektbeschreibung

We're recruiting for a Compliance Officer to work within the Private Wealth Management business of a leading, Global Bank.

They're seeking a seasoned Compliance Officer who has a minimum of five years' experience in within a Compliance role gained from practical experience from the buy-side domain: Private Banking, Investment Management, and Wealth Management.

Applicants must demonstrate the following to be considered for this opportunity:

Broad understanding of the Wealth Management business - Wealth Planning, advising on Investments, Investment Management etc.

In addition have strong Product and Regulatory knowledge; including:

Equities, Fixed Income and derivatives and FCA rules/Regulatory knowledge.

For a copy of the full job description, contact me.

"Alexander Ash is acting as an agency for the purpose of this advert.

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    Sonstiges

Alexander Ash Consulting Ltd