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Compliance Officer, Inter-Dealer Broker, London

Eingestellt von Selby Jennings

Projektbeschreibung

A large inter-dealer broker requires a senior compliance officer to come on board and remain informed of regulatory topics (such as but not excluded Dodd Frank). The Compliance officer will be responsible for the delivery for the continuous improvement of the compliance function delivering best in class process and procedures. The Compliance Officer as well as being responsible for BAU as well being able to involved analyses and various projects. The Compliance Officer will have acted in a senior capacity and in a position where they liaised and influenced with senior management.

The Compliance Officer must
- Have experience of working for inter dealer or private institutional brokerage
- Ideally have experience of MTFs
- Dodd Frank
- Match Principle

Projektdetails

Einsatzort:
London, Vereinigtes Königreich
Projektbeginn:
asap
Projektdauer:
6 months

Vertragsart:
Contract
Berufserfahrung:
Keine Angabe

Geforderte Qualifikationen

Kategorie:
Sonstiges

Compliance Officer, Inter-Dealer Broker, London

Projektbeschreibung

Projektdetails

Geforderte Qualifikationen

Selby Jennings

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