Compliance Officer

SENIOR COMPLIANCE OFFICER

We are currently looking for a senior compliance officer in order to take the lead of an FCA approval project.

COMPLIANCE OFFICER RESPONSIBILITIES;

- Co-ordinate the activities of the relevant Business Managers to ensure the project schedule is maintained.
- Contribute to the development of the Business Managers' project deliverables through application of FCA consumer credit rules and requirements.
- Co-ordinate the development of the Treating Customers Fairly (TCF) framework in accordance with FCA guidelines.
- Co-ordinate the development of the Compliance Monitoring Program in accordance with FCA guidelines.
- Provide advice on compliance matters, particularly Consumer Credit to project staff and general employees impacted by project activity.

COMPLIANCE OFFICER SKILL SET;

- Experience in regulatory compliance (FCA and associated consumer credit regulations)
- Ability to identify regulatory compliance requirements as appropriate to the business model based on proportionality and risk based approach.
- Ability to communicate regulatory and legislative position clearly to the management.
- Ability to perform effective compliance monitoring.
- Relevant qualification in regulatory compliance would be an advantage.