Compliance Manager - Leading Stockbroker, CASS, £400-£500 per day

COMPLIANCE MANAGER, CASS - LEADING STOCKBROKER - ££400-£500 PER DAY - INITIAL 3 MONTH CONTRACT (LIKELY TO EXTEND)

Compliance Manager with CASS/Transaction Reporting experience required to take on a compliance role within a leading stockbroker

Compliance Manager with strong experience of CASS/Transaction Reporting required by a leading stockbroker based in London to add compliance expertise on a major remediation project.

The Compliance Manager will be responsible for providing day to day compliance advice and guidance to stakeholders across the business, and will be a key point of contact for compliance related processes. You will play a key role on a major compliance remediation programme and ensure that all policies and procedures are fit for purpose.

My Client is looking for an individual with a strong background in regulatory compliance and solid commercial experience gained within a UK Bank or Stockbroker/Brokerage.

APPLICANTS SHOULD DEMONSTRATE THE FOLLOWING SKILLS AND EXPERIENCE:

- Strong commercial experience in a compliance role
- Strong experience of CASS/Transaction Reporting
- Experience working for a stockbroker/Brokerage/Asset Management Firm or Bank

This is an urgent initial 3 month contract role with potential to extend, based in London with a rate of between £400 - £500 per day depending on experience .

Please send in a copy of your latest CV for further information.