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Compliance Analyst-Investment Banking
Eingestellt von Hyphen
Projektbeschreibung
Bank of America Merrill Lynch have a requirement for a Compliance Analyst with previous experience of registration and investment banking. The initial contract will be for 6 months.
The successful candidate will be working within the Registration & Licencing Team.
Job Description:
* Administration of Approved Persons Regime
* Provision of advice and guidance on R&L activities
* Arranging regulatory training and exams
* Manage Registrations process for 23 exchanges
* Identification of risk and escalation of non-standard matters
* Ad hoc R&L projects and reviews
Essential/Required Skills:
* Strong administrative and organisational skills
* Ability to manage and prioritise in a high volume environment
* Attention to detail, low tolerance for error
* Excellent written and verbal communication skills
* Strong team player
* Ability to deal confidently with associates at all levels
* Ability to deal with confidential and highly sensitive information
Desired Skills:
* Compliance experience/background
Compliance Analyst, Investment Banking, Registration-Canary Wharf-6 months*
Hy-phen Limited is acting as an Employment Business in relation to this vacancy.
The Adecco Group UK & Ireland is an Equal Opportunities Employer.
Projektdetails
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Einsatzort:
City, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
6 months
- Vertragsart:
-
Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Sonstiges