VP - Compliance Officer

A world-class investment management firm is seeking an SVP Compliance Officer for its Boston hub. The position demands flexibility and effective management while maintaining a high level of organization and flexibility. The ideal candidate should have at least six years of exposure to the investment management industry through a complex asset management firm or the asset management division of a top-tier financial services firm. Responsibilities: * Resolve and support multi-strategy trading platform issues * Negotiate counterparty agreements (prime brokerage, repos, security lending, etc.) * Serve as the primary point of contact with Trading and Operations to answer legal questions relating to complex investment products and securities laws. * Ensure that applicable laws, regulations, policies, and procedures are communicated to investment professionals. * Build strong partnerships with investment professionals, middle office, and ops staff to manage trade compliance issues within the firm. * Conduct independent research into industry practices and financial industry regulatory reform. Qualifications: * Advanced degree (e.g. JD, MBA), or relevant industry experience. * Ability to prioritize a diverse set of responsibilities. * Exceptional organizational skills and attention to detail. * Motivation to work in a fast-past, academic environment. Please contact Matthew Gallira with Huxley Associates for further detail.

To find out more about Huxley Associates please visit www.huxley.com [1]

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[1] http://www.huxley.com