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Sophistication Assessor

Eingestellt von Aston Carter

Gesuchte Skills: Client

Projektbeschreibung

Sophistication Assessor, Treating Customers Fairly (TCF) and COB's and Interest rate derivatives

My Client is a Top Tier Bank who is looking for a Sophistication Assessor to join their team for an initial 6 month contract opportunity.

Duties:
The aim of the project is to provide quality focused Sophistication testing, applying the Sophistication Guidance and documentation standards when recording the details and outcome of tests.

Must Have:
Excellent analytical skills
Able to summarise large amounts of information in a concise manner
Used to working under tight project deadlines
Ability to prioritise and escalate where appropriate
Excellent oral and written communication skills.
Hands-on approach, friendly, team player.
Enthusiastic, analytical and decisive.
Discreet and professional with regard to handling sensitive information.
Able to manage a demanding, complex and varied workload of cases.
COBS (Conduct Of Business - Financial Services)
TCF (Treating Customers Fairly)
Detailed knowledge of interest rate derivatives and their use in banks preferred
Knowledge of good regulatory practices and quality assurance and business review controls.
Minimum 2+ years in financial services, risk management or advisory compliance
Investment banking/Financial services accounting (product control) or regulatory compliance
Investments and Derivative complaint handling

Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice ).

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    IT Entwicklung

  • Skills:

    client

Aston Carter