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Snr Compliance and Risk Monitoring Officer
Eingestellt von Real Staffing Group aus Frankfurt am Main
Gesuchte Skills: Support
Projektbeschreibung
Key Responsibilities
-assist the Risk & Compliance Manager with any project work;
-provide technical support to the Compliance Manager and be a point of reference for the compliance team;
-work with the rest of the management team in developing, implementing and evaluating the Compliance Monitoring Plan
-assist in the development of the Risk Register;-undertake quality assurance checks of the work carried out by the team identifying training needs where applicable;
-ensure that accurate and timely monthly management information is produced;
-build effective relationships throughout the business
-highlight potential risks, and FSA rule breaches
About you:
5 years plus compliance experience within Financial Services
Diploma in Compliance/studying
Diploma in FPC including AF3
To find out more about Real Staffing please visit www.realstaffing.com
Projektdetails
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Einsatzort:
East Midlands, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
Keine Angabe
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Sonstiges