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Snr Compliance and Risk Monitoring Officer

Eingestellt von Real Staffing Group aus Frankfurt am Main

Gesuchte Skills: Support

Projektbeschreibung

We are searching for a confident and friendly Compliance candidate that will own day to day responsibility for implementing the Compliance Monitoring Plan and delivering reporting. Your role will include identifying any weaknesses and trends within the business and communicating them to the Risk & Compliance Manager. You will also be given the opportunity to formulate and write policies and processes for the business through your understanding of the business environment and how it is impacted by regulatory requirements.

Key Responsibilities
-assist the Risk & Compliance Manager with any project work;
-provide technical support to the Compliance Manager and be a point of reference for the compliance team;
-work with the rest of the management team in developing, implementing and evaluating the Compliance Monitoring Plan
-assist in the development of the Risk Register;-undertake quality assurance checks of the work carried out by the team identifying training needs where applicable;
-ensure that accurate and timely monthly management information is produced;
-build effective relationships throughout the business
-highlight potential risks, and FSA rule breaches

About you:
5 years plus compliance experience within Financial Services
Diploma in Compliance/studying
Diploma in FPC including AF3

To find out more about Real Staffing please visit www.realstaffing.com

Projektdetails

  • Vertragsart:

    Permanent

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    Sonstiges

  • Skills:

    support

Real Staffing Group

  • Straße:

    Grosse Bockenheimer Strasse 50

  • Ort:

    60313 Frankfurt am Main, Deutschland