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Senior Compliance Manager London

Eingestellt von Huxley Banking & Financial Services

Gesuchte Skills: Sales, Client

Projektbeschreibung

SENIOR COMPLIANCE MANAGER - INVESTMENT BANK - LONDON

My client, a top tier Investment Bank, are recruiting for a Senior Compliance manager to join their company and be the forefront of Fixed Income Compliance.

Responsibilities

- Review of electronic trading activities across FICC and application of internal Compliance guidelines and procedures
- Provision of day to day Compliance advice to the Fixed Income trading, sales and structuring desks
- Responding to Exchange and Regulatory queries
- Working collaboratively with Compliance colleagues in other jurisdictions
- Provision and coordination of regular Compliance training to the various desks
- Assisting in ongoing Compliance monitoring and testing
- Preparation of MI for senior Compliance management

Essential Requirements

- Excellent interpersonal skills;
- Analytical mindset;
- Excellent project management skills;
- Educated to degree level;
- Ability to take decisions when required and to escalate when necessary;
- Strong markets product knowledge, Fixed Income knowledge an advantage;
- Understanding of the markets and electronic trading, including algorithmic trading; and
- Relevant experience of working on a markets trading floor (not necessarily from only a Compliance standpoint).

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    IT Entwicklung, Marketing/Vertrieb

  • Skills:

    sales, client

Huxley Banking & Financial Services