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Investment Suitability Review Officers
Eingestellt von JCW Search Ltd
Gesuchte Skills: Sales, Client
Projektbeschreibung
Ideal Candidate will have:
- Knowledge of a range of Investment products
- A working knowledge of regulated sales processes and associated sales documentation including fact finds and suitability letters
- Recent experience of working on regulatory driven reviews with a particular focus on investment suitability in the wealth management sector - including - ideally directly experience of working in response to and with/for the Regulator (FSA and FCA)
Examples of qualifications needed (highly desirable)
- Level 4 qualified or FPC3 qualified.
- CISI Diploma in Investment Compliance (QCF L6),
- Investment Operations Certificate (IOC)
Urgent requirement so candidates will need to be available within 2 - 4 weeks
Projektdetails
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Einsatzort:
London, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
Keine Angabe
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
IT Entwicklung, Marketing/Vertrieb