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Investment Guideline Monitoring/Compliance Professional Job
Eingestellt von Nicoll Curtin Technology
Gesuchte Skills: Client
Projektbeschreibung
INVESTMENT GUIDELINE MONITORING/COMPLIANCE PROFESSIONAL JOB
INVESTMENT GUIDELINE MONITORING JOB IN ZURICH, CONTRACT
CHF 700 - 850 A DAY
Our client is one of Switzerland's largest international banks who are in need of an Investment Guideline Monitoring professional to join their growing team. This team is responsible for loading and maintaining all investment guidelines which are driven by the client, fund, or regulatory scheme. This involves working with all areas of the business on a global basis: Portfolio Managers, Client Relationship Managers, Product Managers, Operations and Data, IT, Compliance, and Operational Risk Managers.
The team leverages local operating models to do the following: provide timely on boarding of accounts, accurate investment coding, maintenance of investment guidelines, and monitoring of alerts of the system (Sentinel).
Your responsibilities include:
- On boarding and maintenance of all accounts into the system (Sentinel), performing detailed analysis of investment guidelines and seeking guidance where necessary.
- Perform checks of all account coding
- Investigation of pre-trade alerts and resolution of all Front Office queries
- Escalation and resolution of all breaches
In order to be considered for this position you should have the following:
- 3+ years experience in Investment Guideline Monitoring/Investment Compliance
- Experience on automated investment restriction systems eg Sentinel, Charles River, MIG21
- Good understanding of financial instruments and their attributes
If you feel like you are suited for the position and are interested in applying please send your CV to (see below)
INVESTMENT GUIDELINE MONITORING JOB IN ZURICH, CONTRACT
CHF 700 - 850 A DAY
Our client is one of Switzerland's largest international banks who are in need of an Investment Guideline Monitoring professional to join their growing team. This team is responsible for loading and maintaining all investment guidelines which are driven by the client, fund, or regulatory scheme. This involves working with all areas of the business on a global basis: Portfolio Managers, Client Relationship Managers, Product Managers, Operations and Data, IT, Compliance, and Operational Risk Managers.
The team leverages local operating models to do the following: provide timely on boarding of accounts, accurate investment coding, maintenance of investment guidelines, and monitoring of alerts of the system (Sentinel).
Your responsibilities include:
- On boarding and maintenance of all accounts into the system (Sentinel), performing detailed analysis of investment guidelines and seeking guidance where necessary.
- Perform checks of all account coding
- Investigation of pre-trade alerts and resolution of all Front Office queries
- Escalation and resolution of all breaches
In order to be considered for this position you should have the following:
- 3+ years experience in Investment Guideline Monitoring/Investment Compliance
- Experience on automated investment restriction systems eg Sentinel, Charles River, MIG21
- Good understanding of financial instruments and their attributes
If you feel like you are suited for the position and are interested in applying please send your CV to (see below)
Projektdetails
Geforderte Qualifikationen
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Kategorie:
IT Entwicklung