Interim Senior Compliance Manager

Working for a boutique, London based financial services firm specialising in investment and mortgage based products you will be largely responsible for maintaining knowledge of regulatory developments, developing/maintaining the compliance monitoring plan and conducting regular monitoring of compliance for the range of products on offer.

The right candidate will have experience liaising with the FSA/FCA and OFT. You will need to have knowledge with regulated mortgages and/or investment products.

As the Senior Compliance Manager you will need to provide training as required and assist the general council on reviewing and signing off on financial promotions. You must have worked in an FSA/FCA regulated retail financial services firm within the past 2 years. You will of course hold the relevant compliance qualifications and have exposure working with indirect sales and/or advice channels.

This is an excellent opportunity for an experienced compliance professional with investment and mortgage product knowledge to be a part of a fast growing company boasting an exemplary board. The relationships and hands on experience will hold you in good stead for future compliance roles.

Please apply online if you feel you are the right fit or for further information feel free to contact me directly, Pritesh Chudasama.

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