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Head of Compliance - Wealth Management

Eingestellt von Alexander Ash Consulting Ltd

Gesuchte Skills: Support, Net


Head of Compliance - Wealth Management

The wealth management arm of a leading global financial services institution have a fantastic interim opportunity for a Head of Compliance to support the wealth management business.

This is a six month interim position in which you will work with the wealth management business to provide practical solutions to requirements arising from the implementation of FCA Regulations, EU Directives, and other regulatory developments. This will be in respect of existing business and in particular investment and banking services for private clients ranging from Affluent to Ultra High Net Worth.

You should apply for this role if you have:

- Track record within the financial services, preferably wealth management
- 5+ years of relevant compliance experience
- Knowledge of regulated and unregulated collective investment schemes
- Knowledge of FCA rules regarding retail distribution review, suitability and customer treatment
- BSC Educated or higher from a leading investment bank

This is an interim opportunity compensated at £800 - £1000/day based London.


  • Vertragsart:


  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    IT Entwicklung, Sonstiges

  • Skills:

    support, net

Alexander Ash Consulting Ltd