Head of Compliance - Asset Management

HEAD OF COMPLIANCE - ASSET MANAGEMENT

£500 - LONDON - 3 MONTHS - ASSET MANAGEMENT COMPLIANCE EXPERIENCE ESSENTIAL

A head of compliance is required to maintain and develop compliance standards through the provision of advice and guidance to senior management and employees in order to promote a good compliance culture and manage the relationship with regulators and clients. The role therefore requires a candidate with an excellent regulatory knowledge and a detailed understanding of the asset management industry and the legislation that governs it. Candidates are also required to have an excellent knowledge of investment products and the financial service industry as a whole. The role offers possible contract extensions and has an initial sign off of 3 months.

REQUIRED EXPERIENCE

- Extensive asset management experience.
- Fund accounting, valuation and pricing.
- Investment management Front Office controls Inc. order management/pre-and post-trade compliance systems.
- Complex investment products and instruments.
- Detailed knowledge of Financial Services distribution methods, processes and practices.
- Experienced Compliance Professional.

I am a specialist interim recruiter for financial compliance specialists supplying into the UK insurance and financial service industry. If this position and location is not a good fit but you wish to be considered for other positions, please get in touch