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Financial Promotions Compliance Consultant
Eingestellt von Oliver James Associates
Gesuchte Skills: Sales, Consultant
Projektbeschreibung
- Being part of the team assessing and advising on legal/compliance risks and breaches
- Review of all financial promotions material to ensure that content is correct, to regulatory standard and is seen to be clear, fair and not misleading
- Providing oversight on regulatory requirements and ensuring compliance for all business promotional materials including policies, web material and advertising
- You will contribute to the development and production of new documents and provide regulatory advice and delivering training to the sales and trading business
Experience recquired:
- Strong Compliance experience previously within one or more Investment Banks is essential for this role; please only apply if this is the case as my client has stipulated that this is essential for any candidate submission.
- You will be able to demonstrate an ability to forge strong working relationships with other internal departments and senior stakeholders as you will be involved with a number of different departments
This is role is London based and is an immediate requirement so if your experience matches the above details please do not hesitate to apply.
Projektdetails
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Einsatzort:
London, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
6 months
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Marketing/Vertrieb, Organisation/Management