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Financial Promotions Compliance Consultant

Eingestellt von Oliver James Associates

Gesuchte Skills: Sales, Consultant

Projektbeschreibung

This role will involve general compliance activities in addition to:

- Being part of the team assessing and advising on legal/compliance risks and breaches
- Review of all financial promotions material to ensure that content is correct, to regulatory standard and is seen to be clear, fair and not misleading
- Providing oversight on regulatory requirements and ensuring compliance for all business promotional materials including policies, web material and advertising
- You will contribute to the development and production of new documents and provide regulatory advice and delivering training to the sales and trading business

Experience recquired:

- Strong Compliance experience previously within one or more Investment Banks is essential for this role; please only apply if this is the case as my client has stipulated that this is essential for any candidate submission.
- You will be able to demonstrate an ability to forge strong working relationships with other internal departments and senior stakeholders as you will be involved with a number of different departments

This is role is London based and is an immediate requirement so if your experience matches the above details please do not hesitate to apply.

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    Marketing/Vertrieb, Organisation/Management

  • Skills:

    sales, consultant

Oliver James Associates