EMEA Senior Compliance Manager

The wealth division of a Tier 1 investment bank urgently requires a Senior Compliance Manager to join on a 6 month rolling contract. The compliance scope will cover EMEA, and the Senior Compliance Manager will lead a high profile Testingand Monitoring initiative within Group Wealth's compliance function.

The Senior EMEA Compliance Manager will report to the function Head of Compliance. Primary involvements will include:

- Designing, developing and delivering meaningful reporting for business management
- Identifying enhancements in current monitoring and testing practises
- Overseeing and reviewing execution of a high profile Compliance testing programme
- Critically appraise existing compliance monitoring routines
- Identify emerging risk on the programme
- Design thematic reviews to manage and assess these operational risks

Key Candidate Requirements:

- The successful candidate will be able to provide executive compliance management reporting and guidance up to EMEA level
- Able to manage and deliver compliance reviews (exp. within Financial Services essential)
- Able to manage and deliver internal audits (exp. within Financial Services essential)
- Strong knowledge and recent exposure to current retail regulatory requirements
- Knowledge of EMEA regulatory environment
- Able to deliver reviews in response to the FSA suitability initiative

Ideal candidate experience:

- Financial services: compliance, audit and operational risk
- Wealth Management/Private Banking

Personality traits:

- The Senior Compliance Manager is required to have gravitas
- Able to contriute to staff morale during times of uncertainty and change
- Able to function effectively and efficiently under pressure
- A senior, executive mindset

This is a superb opportunity for the right candidate. To be considered, please call and email an up to date CV & your working availability. Interviews will be booked in as soon as possible.

Location: London/Rate of Pay: £700 per day/Duration: 6 month rolling

KEYWORDS: COMPLIANCE, TESTING, TEST, MONITORING, EMEA, LEGAL, OPERATIONAL RISK, FSA, WEALTH MANAGEMENT, WEALTH, PRIVATE BANKING, REGULATION, REGULATORY, AUDIT, INTERNAL AUDIT, RETAIL, BUSINESS, LONDON, BANK, BANKING

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