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Compliance Officer/Coordinator

Eingestellt von Hyphen

Gesuchte Skills: Ai, Client

Projektbeschreibung

Compliance Officer/Coordinator based in London with a Large Investment Client
£250 per day

* Develop compliance policies and procedures.
* Assist in conducting Business training
* Carry out the PA dealing approval process, Gifts & Entertainment approval process and the Approved Persons regime at AI.
* Carry out the SEC Access Persons process.
* Assist in the oversight of Complaints process, position reporting and Conflicts of Interest.
* Assist in the maintenance of the Compliance Manual and Compliance Desk Procedures.
* Assist in the production of the monthly compliance management information pack.
* Ensure all records are kept up-to-date.

Hy-phen Limited is acting as an Employment Business in relation to this vacancy.

The Adecco Group UK & Ireland is an Equal Opportunities Employer.

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    IT Entwicklung, Medien/Design

  • Skills:

    ai, client

Hyphen