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Compliance Officer
Eingestellt von GCS
Gesuchte Skills: Support
Projektbeschreibung
- To deliver Compliance management to internal teams and external clients/partners, including matters of a regulatory nature and on-going maintenance of the Compliance Manual and any associated policies.
- To oversee the delivery of the risk based monitoring programme, covering both internal and outsourced functions, providing assurance that compliance and risk management processes & controls are operating effectively.
- To support and develop the Compliance function ensuring regulatory obligations are met and accurate, quality records and audit trails are maintained.
If you have acted in a Senior Compliance role, held CF10/CF11 (desirable not essential) and have experience within Asset management before please send an updated CV and I will be in touch.
Many Thanks,
Lucy
Projektdetails
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Einsatzort:
City, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
6 months
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Sonstiges