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Compliance Officer

Eingestellt von Sanderson Recruitment Plc

Projektbeschreibung

RISK & COMPLIANCE OFFICER

We are currently recruiting on behalf of a large insurance organisation in the south east who are looking to take on 2 risk and compliance professionals within their organisation. We are looking for someone to assist the director of Risk and Compliance to provide guidance to the business to help the business ensure that regulatory and risk controls are in place throughout the business and that all regulatory obligations are adhered to in conjunction with the requirement of the business.

KEY ACCOUNTABILITIES:

- To deputise for the Director of Risk & Compliance as required
- To maintain the various Risk and Compliance records and control logs and associated evidence either in paper or electronic form (or both).
- To manage the Risk and Compliance diaries including liaising with people within the business regarding outstanding compliance matters.
- To assist in maintaining compliance policies, procedures and monitoring processes to ensure compliance with the Financial Services and Markets Act and the relevant FSA rules.
- To assist in providing advice to senior management and staff on FSA rules and regulations such as the Data Protection Act (DPA).
- To assist with the provision of guidance on Risks, Conflicts of Interest facing the business, to help maintain a logs of Risks & Conflicts and assist in the regular review and update of Risks & Conflicts facing the business
- To assist with the provision of guidance on Breaches highlighted by the business, to help maintain a log of Breaches.
- To provide assistance with Risk and Compliance administration generally.

KNOWLEDGE:

Essential:

- Excellent knowledge of FSA Regulation
- Must be PC Literate with good knowledge of Word/Excel
- Must be able to work on own initiative.
- Must have a high level of accuracy
- Insurance broking experience

Desirable:

- A working knowledge of DPA requirements
- A working knowledge of CCA requirements

SKILLS/EXPERIENCE AND QUALIFICATIONS

- compliance experience in a General Insurance environment
- Insurance broking experience
- An understanding of working in a regulated environment
- To have excellent organisation skills.
- To be able to communicate effectively at all levels

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    Sonstiges

Sanderson Recruitment Plc