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Compliance Monitoring Officer (Temp)
Eingestellt von GCS
Projektbeschreibung
This is a 3-6 month contract position, £250-£280p/d.
Job description:
- To collate all the necessary documentation ie trade blotters, transfer blotters, product downgrade report, unrealised loss report etc.
- Once information has been collated the individual will monitor the data and complete the monthly monitoring report.
- Monitor telephone calls i,e trades, tranfers, product downgrades to ensure that procedures are adhered to.
- Complete monitoring report for the international control surveillance team, this includes reporting on trade blotter, portfolio holdings, lock leave, mismatches and desirable.
Knowledge of FCA Regulation is essential - BCOBS etc.
If you are immediately available and think you are a good fit for this position please send your updated CV to (see below) or call me.
Projektdetails
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Einsatzort:
City, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
3 months
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Sonstiges