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Compliance Monitoring Officer
Eingestellt von GCS
Gesuchte Skills: Client
Projektbeschreibung
Main Duties:
- Undertake monitoring reviews of business to ensure compliance with FCA's COB rules and other regulatory requirements. Prepare and deliver written execption reports of findings.
- Undertake client file reviews in assigned location/s against in-house policy and regulatory requirements and prepare and deliver written exception reports of findings.
- Undertake ad hoc and other themed/desk reviews of Investment/Wealth business.
Experience:
- 3+ years of relevant experience.
If you are immediately available and interested in this position, please send your updated CV or call.
Projektdetails
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Einsatzort:
City, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
6 months
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
IT Entwicklung