Compliance Monitoring Officer

I am currently recruiting for a Compliance Monitoring officer for an Initial 6 Month contract with my client based in Essex.

PURPOSE:
- To assist the Head of Compliance in delivering an effective and robust compliance monitoring framework in order to adequately mitigate conduct and regulatory risks.
- Conduct Regulatory Reviews; seeking to confirm compliance with the relevant regulations and/or legislation.
- Provide feedback from reviews to the relevant operational management with the aim of identifying necessary resolutions and mitigating actions going forward.
- Writing and producing reports which detail all findings, key themes and associated risks for approval by the Head of Compliance.
- Support the Head of Compliance in MI production and onward reporting of reviews to the Risk, Audit and Compliance Committee.
- Support the Head of Compliance in ensuring that the business is kept abreast of all developing legislation and regulation with onward escalation to appropriate key stakeholders.

If you are interested in this role and would like to know more please send an updated CV and I will be in touch.