Compliance Monitoring Assistant

COMPLIANCE REGULATORY MONITORING

My client is a very prestigious Asset Management company that operates worldwide and has over 25 offices across EMEA and America. My client works with a variety of financial services organisations including: banks, governments, charities and insurance organisations.

This opportunity is a Compliance Monitoring Assistant position and will involve aid the team in monitoring reviews within business units and central functions.

THE ROLE
The responsibilities for this position will involve:

1.) Conducting reviews and surveillance testing within a Wealth Management capacity.

2.) Provide risk assessments and regulatory analysis.

3.) Provide reports of compliance monitoring findings.

REQUIREMENTS
The ideal profile for my client is a candidate who has previous Regulatory Monitoring experience in a similar environment and is keen to progress their career.
KEY WORDSRegulatory, Regulations, Monitoring, Compliance, Reviews, Risk Reviews, Assessment, Wealth Management, Operations.

Please note only suitable candidates will be contacted.

McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.