Compliance Monitoring Analyst

Roc Search - Compliance Monitoring Analyst - 3 Month Contract - Remote/Field Based Contract - London - Essex - Hertfordshire - ASAP Start - AML - KYC - Analyst - £250 P/D

Roc Search are urgently recruiting for a Compliance Monitoring Analyst for our Financial Services client.
Our client have sites over North London, Essex and Hertfordshire, you will be required to visit the various sites and produce reports on each.

The expected output is a report which includes the following:

Introduction/Background to review
Scope of review, key risks (tie in to consolidated risk register and risk appetite statement)
Approach and Methodology
Good practices seen
Summary of findings for each branch/area
Detail of the identified root causes whether across the network or attributable to one or more branches
Conclusion - to include recommended actions

The report needs to be of a standard that it can be presented by the HoC to Risk, Audit and Compliance Committee and the Society Board.

It is expected that robust records are maintained of all work undertaken. Evidence of findings should be recorded and evidence of discussions with staff and management should also be retained.

Ideally you will be able to drive, you will likely visit each site for 1-2 days at a time then will be able to work from home to produce the above reports.

If you are available please send an up to date CV to Michael Nourse at Roc Search.

As a professional company we gladly welcome applications from persons of any age and background and do not intend to discriminate with advert text and terminology.