Compliance Monitoring Analyst

Role - Compliance Monitoring Analyst

Location - London

Contract - 10 Months

250 - 400 per day DOE

Start date - ASAP

This role has opened up within a global investment firm based in London. The role will require you to ensure the compliance monitoring plan is implemented on time.

You will be experienced in compliance monitoring, be able to produce reports outlining any issues identified and provide realistic resolutions. You will need to work at a high standard with excellent time management.

As a member of the team you will be able to communicate with relationship managers, senior management, and a number of external clients so communication skills are very important. You should be able to report any significant changes to the business risk and internal controls and report any breaches immediately.

Overall you should be an analytical, conceptual thinking individual with attention to detail and have a good understanding of the FSA Principles, regulatory initiatives and the sourcebooks that are relevant to UK custody and Securities Services business lines.

This is a great opportunity working within a global firm on a fairly long contract.

If you feel you have the relevant experience and are interested in the role please apply online or contact me directly, Pritesh Chudasama.

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