Compliance Market Data Audit Team Lead Exchange Legislation

Market Data Compliance Audit Team Lead Exchange Legislation

My client is a leading global financial services firm and a market leader in providing financial news and information. They require a compliance professional to manage the current team of 2 analysts who predominately take care of reporting and administration.

Initially your primary focus will be undertaking an audit of current processes, designing a new framework and the subsequently ensuring this is monitored effectively and properly documented going forward.

IT IS ESSENTIAL THAT YOU HAVE KNOWLEDGE OF EXCHANGE LEGISLATION AND FINANCIAL MARKET DATA. UNFORTUNATELY APPLICANTS WHO LACK THIS EXPERIENCE WILL NOT BE ABLE TO BE CONSIDERED.

THE ROLE:

- Provide advice to potential and existing clients, on exchange compliance policies and License fees
- Advising affiliates on compliance issues and exchange protocols
- Prepare and participant in audits
- Ensuring all clients are exchange compliant
- Exchange reporting

EXPERIENCE REQUIRED:

-Relevant industry experience, within a market data vendor
-Experience working within market data either buy or sell side
-Knowledge of Exchange & Third Party reporting