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Compliance Manager - Funds and Investments
Eingestellt von La Fosse Associates Limited
Gesuchte Skills: Consultant
Projektbeschreibung
Looking for a compliance consultant with a sound knowledge of FCA regulations (and possibly global regulations: Europe and US) to provide advice, controls and procedures to an investments firm to ensure compliance.
IMPERATIVES
- A track record of compliance oversight within investment management/wealth management
- Experience of reviewing policies/procedures and implementing controls
- Have a proven track record of partnering key business stakeholders in an investment team, ideally in an asset management or similar business.
- A strong technical understanding of UK and US regulatory regimes (eg FCA, SEC, FINRA, CFTC).
- A good knowledge of risk management principles and methodologies
- Stakeholder engagement
Please apply for more information
Projektdetails
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Einsatzort:
Edinburgh, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
3 months
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Organisation/Management