Dieses Jobangebot ist archiviert und steht nicht mehr zur Verfügung.
Vakante Jobangebote finden Sie unter Projekte.

Compliance Manager - Financial Services

Eingestellt von Sanderson Recruitment Plc

Gesuchte Skills: Support, Design

Projektbeschreibung

COMPLIANCE MANAGER - FINANCIAL SERVICES

We are currently looking to recruit a compliance manager to provide support and guidance, including recommendations on policy and strategy to the Bank in relation to compliance with the FCA's principles, rules and guidance, relevant regulatory requirements, FCA and conduct related matters.

COMPLIANCE MANAGER RESPONSIBILITIES;

- Provides consultation and compliance expertise to Mortgage business units regarding interpretation and application of consumer laws and regulations.
- Analyse mortgage programme deliverables such as detailed process maps to ensure compliance and conduct requirements are fully considered by the business areas
- Identifies and recommends revisions to the Bank's policies and procedures. Provides compliance expertise and leadership to policy and procedure changes in the Mortgage division.
- Monitors regulatory changes and informs appropriate Bank staff of pending changes and deadlines.
- Support the design, production and refresh of the compliance monitoring universe and the determination of plans to deliver appropriate assurance.

COMPLIANCE MANAGER SKILLS/EXPERIENCE;

- To be considered for this role you must have a thorough understanding of mortgage regulation and experience operating at a senior level within a compliance or conduct team.
- Had interaction with the FCA.
- It is essential that you have CEMAP or FPC qualifications and preferably a degree in Business or Finance.
- Relevant and extensive FCA financial services compliance experience, including knowledge and awareness of the requirements of the FCA rules and guidance, insurance company products, the Data Protection Act and associated guidance, product administration processes and outsourced service arrangements.

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

Sanderson Recruitment Plc