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Compliance Manager - Financial Crime

Eingestellt von DBFS Ltd

Gesuchte Skills: Client, Support

Projektbeschreibung

Provide day-to-day management for a team of up to seven Compliance Officers

Act as a direct point of escalation for all financial crime-related referrals such as sanctions, AML, KYC and PEPs for the team

Provide support, advice and opinion to the relevant client-facing areas of the firm including, but not limited to, Fixed Income, Equity & Derivatives, Commodities, and Corporate Finance in CIB London Branch on all financial crime matters

Act as the oversight for all MI-related submissions, not only those to UK Management but also all Head Office reporting ensuring its accuracy, effectiveness and that it is produced in a timely manner

Manage the high risk client approval process by reviewing all high risk client analysis undertaken by the team and attending, in the absence of Line Management, as the London Compliance representative, the High Risk Client Acceptance Committee

Undertake analysis of and provide detailed reports, opinion and advice to Management and Head Office as necessary on all sanctions-related referrals to the team

Ensure robust implementation of Policy and procedures

Act as the appointed delegate to the UK MLRO in any given situation

For a confidential conversation or for more information please contact Martin Joyce.

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

DBFS Ltd