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Compliance Manager/Distribution/Advice/Regulatory/Investment
Eingestellt von Orgtel
Projektbeschreibung
I am currently recruiting for a Compliance Manager to join the Distribution team within Wealth Management of a Global Investment Bank. You will be required to review the advice which is provided to it's clients, mainly around mortgages, banking and Investment products.
The successful Compliance Manager needs to be QCF Level 4 qualified as a minimum and come from an Investment Banking, Fund Management or Wealth Management background with at least 5 years experience within the Distribution Team as a Compliance Manager.
Key skills and experience:
Previous Compliance experience within the Distribution Team of an Investment Manager or Wealth Manager
QCF Level 4 qualified as a minimum
Experience interacting with the FCA
Oversight of advice given and how it should be given
Review of MI to ensure clients are treated fairly with advice given and products sold
This is a long term contract position with the opportunity to move into a permanent role
Please apply ASAP if you meet the above criteria as this is an urgent requirement.
Keywords: Compliance Manager, Distribution, Advice, Regulatory, FCA, Proposition, Review, MI, QCF 4, DipFA, Policy, Investments
Projektdetails
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Einsatzort:
Bristol, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
6 months
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Sonstiges