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Compliance Consultant
Eingestellt von InterQuest Financial Markets
Gesuchte Skills: Consultant, Client
Projektbeschreibung
Responsibilities:
Providing an overview of the regulatory framework
Giving recommendations on risk and internal governance structure, how to manage conflicts of interest, outsourced T&C frameworks, investor contractual provisions and disclosure, compensation models and quality assurance oversight
Providing gap analysis
Strong compliance knowledge from investment/asset management background
In depth understanding of the UK regulatory framework surrounding retail investment advice and retail post retirement products
Expertise and confidence on retail investment products and distribution
Interquest Group PLC is acting as an Employment Business in relation to this vacancy.
Projektdetails
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Einsatzort:
London, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
3 - 6 months
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
IT Entwicklung, Organisation/Management