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Compliance Advisory - Permanent

Eingestellt von Real Staffing Group aus Frankfurt am Main

Projektbeschreibung

This firm specialises in both buy and sell side strategies and they require a new Compliance Advisor to provide and advisory services to the derivative broking desks. This is an excellent opportunity for an experienced Compliance professional with OTC commodities and energy experience and would relish taking an advisory role at a high performance firm.

As an Advisor, your responsibilities will include:
* Provide relevant advice and guidance on the impact of regulatory changes and assist in implementation
* Ensure practical implementation of, exchange rules, regulatory rules and industry codes of practice
* Coaching and advising on specific elements of compliance policy/best practice
* Contribute to the effective management and governance of the EMEA businesses
* To maintain and foster a close relationship with the business senior management and desk heads to ensure a two-way flow of information to foster compliance culture

Key/skills required:
* Experience of Match Principle - Name Give Up essential
* Experience of MTFs and Dodd Frank legislation desirable
* Experience of Cross boarder compliance - EMAE -Asia- US essential
* Energy experience desired
* Previous experience influencing senior managers, building strong commercial relationships and driving a business aligned compliance strategy in a global organisation.
* Previous experience of working in an operational Compliance role, managing key Compliance operational components
* Able to demonstrate effective results-focussed Compliance interventions across a global, complex organisational structure

Location: City of London

Salary: £55 - £70,000

If you are an experienced compliance professional that has worked it either an IB, exchange or broker firm, and wish to join an internationally recognised FS provider; please send your CV to me for consideration

To find out more about Real Staffing please visit www.realstaffing.com

Projektdetails

  • Vertragsart:

    Permanent

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

  • Kategorie:

    Sonstiges

Real Staffing Group

  • Straße:

    Grosse Bockenheimer Strasse 50

  • Ort:

    60313 Frankfurt am Main, Deutschland