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Compliance Advisory - Permanent
Eingestellt von Real Staffing Group aus Frankfurt am Main
Projektbeschreibung
As an Advisor, your responsibilities will include:
* Provide relevant advice and guidance on the impact of regulatory changes and assist in implementation
* Ensure practical implementation of, exchange rules, regulatory rules and industry codes of practice
* Coaching and advising on specific elements of compliance policy/best practice
* Contribute to the effective management and governance of the EMEA businesses
* To maintain and foster a close relationship with the business senior management and desk heads to ensure a two-way flow of information to foster compliance culture
Key/skills required:
* Experience of Match Principle - Name Give Up essential
* Experience of MTFs and Dodd Frank legislation desirable
* Experience of Cross boarder compliance - EMAE -Asia- US essential
* Energy experience desired
* Previous experience influencing senior managers, building strong commercial relationships and driving a business aligned compliance strategy in a global organisation.
* Previous experience of working in an operational Compliance role, managing key Compliance operational components
* Able to demonstrate effective results-focussed Compliance interventions across a global, complex organisational structure
Location: City of London
Salary: £55 - £70,000
If you are an experienced compliance professional that has worked it either an IB, exchange or broker firm, and wish to join an internationally recognised FS provider; please send your CV to me for consideration
To find out more about Real Staffing please visit www.realstaffing.com
Projektdetails
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Einsatzort:
City Of London, London, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
Keine Angabe
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Sonstiges