Compliance Adviser - Wealth Management

This is a high profile role allowing the successful incumbent to provide front office advisory, as well as advise the various compliance functions within the firm.

Key responsibilities will include:
* Ensure the business maintains an appropriate compliance culture in embedding new regulation
* Review and refresh compliance controls within the framework to better address current and future regulation
* Contribute towards new product sign-off and participate in key regulatory initiatives
* Provide refresher training to senior management and new joiners to the firm
* Participate in key committee meetings with senior management on governance related matters

Key Skills and Experience required:
* Significant regulatory experience within two or more wealth and investment management services (Private banking, IFA, Stockbroker, Trust or Hedge fund etc)
* Private banking experience is essential
* Excellent understanding of UK regulation as it affects this industry sector, combined with excellent product and fund awareness
* Proven track record in people management
* Educated to degree level combined with an industry qualification (e.g.IMC )

Location: London

If you are an experienced compliance professional and wish to continue working in wealth management sector with one of the largest industry players; kindly forward your CV for consideration

To find out more about Real Staffing please visit www.realstaffing.com