CASS - Regulatory Compliance

Our Client a leading bank is looking has a regulatory position to support on-going CASS/CAP remediation and control.

This role will be to assist and support the UK Oversight function as a part of overall compliance with the CASS rules.

The succesful candidate will have experience of the following;

- Monitoring,
- Reporting
- Providing oversight
- Documentation

You will be liasing with different functions across Securities Operations, Legal, Risk & Compliance liaison. The role holder must be able to work on their own and be able to produce high quality, professional documentation for presentation to senior management, business partners and regulators etc Allegis Group Limited and Aston Carter Limited operate Employment Businesses and Agencies and are companies within the Allegis Group Inc. group of companies, the fourth largest staffing company in the world, (collectively referred to as the "Allegis Group"). TEKsystems and Aerotek are divisions of Allegis Group Limited. Applicant data will be treated in accordance with the Allegis Group's Privacy Notice ). By submitting personal data to any company or division within the Allegis Group, the applicant is providing explicit consent to the use of such data by the Allegis Group and to the transfer of such data to and from the Allegis Group companies within the UK, Europe and outside the European Economic Area in connection with the fulfilment of the applicant's voluntary requests, and the fulfilment of other job opportunities that match the applicant's profile, and confirms that they may be contacted about such job opportunities.