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CASS Regulations Compliance Analyst Global Custody CF10a FCA

Eingestellt von Harvey Nash IT Recruitment UK

Gesuchte Skills: Controller, Client, Consultant, Entity

Projektbeschreibung

CASS Regulations Compliance Analyst Global Custody CF10a FCA

CASS Regulations/FCA/CF10a/Global Custody Operations/MI reporting/Reconciliations

THE ROLE:

Acting in the role of supporting compliance with the FCA Client Asset Sourcebook, (CASS) regulations, the incumbent will report into the CASS Controller and support the Controller, CASS Consultant and the Operational Risk team in the production and continuing evolution of CASS management information reporting.
The role will require close interaction with a number of business functions, including Reconciliations; Operational Risk; Securities Operations and Finance practices. Activities are predominantly EMEA based, but also include interaction with partners on a global basis, especially in Bangalore.

KNOWLEDGE/SKILLS:

The ideal candidate should have financial services industry experience and knowledge of global custody operations. Experience in production of management information reporting and/or reconciliations would also prove advantageous.

Competencies:
*Advanced Microsoft Excel skills and ability to work with macros essential.
*Self starter with ability to work under minimal supervision.
*Good communication skills.
*Willingness and ability to challenge current report production methodology and offer practical suggestions for production enhancements.

MAJOR DUTIES:

*Daily updating of management information pack to support the CF10a in the effective oversight of unapplied funds.
*Daily production of entity level stock and cash reconciliation reporting packages.
*Daily calculation and processing of unapplied funds balance sheet cash posting requirements.
*Investigation of high value unapplied funds exception items as necessary
*Monthly production of CASS Scorecard for review at Scorecard Working Group and CASS Oversight Council
*Performing ongoing maintenance of the CASS Sharepoint site
*Conducting quarterly content integrity testing of the firms' CASS Resolution Packs and Embedded hyper links.

EXPERIENCE:

The incumbent will have a well developed understanding of the banking industry, with particular emphasis on the operational structure of the industry and understanding of the client segments it serves. An appreciation of, and interest in the regulatory environment within which the industry operates is also desirable.

Projektdetails

  • Vertragsart:

    Contract

  • Berufserfahrung:

    Keine Angabe

Geforderte Qualifikationen

Harvey Nash IT Recruitment UK