Audit Specialist

Trading Platform Audit Specialist Initially a 3 month contract, but will extend up to 1 year as well as right to hire after contract is over Education: Bachelors or advanced degree (MIS, finance or other business related field) Professional certifications: Financial: FINRA (ie, Series 7, Series 63, or other) Technical: CISSP, CISA or equivalent Experience: * Minimum of 7 years experience within IT audit and the financial industry. * Experience in information security architecture and technical and business compliance controls assessments * Knowledgeable on the appropriateness of Segregation of Duties in financial applications and conducting such reviews. * Identifying and assessing security controls within financial trading systems including front and back office operations. Specific duties: * Perform a risk assessment based on a gap analysis of the current state of transactional trading products. This risk assessment will be performed from both a technical and business process standpoint and shall include the following: * Organizing and leading walkthroughs with technical and business personnel to understand the flow of data; document the Walkthroughs and identify the Key technical and business controls. * Assess the key controls identified during the walkthroughs including: * ITGCC's (Access, Change Management, SDLC, Operations) of the supporting application environments * Document and assess automated and manual application controls within the financial applications * Create findings and recommendations based on the controls assessment * Summarize the findings and present the results of the audit to executive management If interested, please respond to this advery and/or call (212) 707-8501.

To find out more about Huxley Associates please visit www.huxley.com [1]

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[1] http://www.huxley.com