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Head Of Legal and Compliance
Eingestellt von Real Staffing Group aus Frankfurt am Main
Gesuchte Skills: Sales, Support
Projektbeschreibung
to manage the firm's legal and regulatory risks. This position will be hired on an exclusive basis with the agency and would offer a terrific opportunity for a senior legal/compliance professional that is comfortable and professional in managing a dual role in a busy department.
Responsibilities will include:
Legal:
* Advising corporate finance team on JVs/mandates regarding corporate restructuring/refinancing
* Advising structured finance team on transactions in emerging markets e.g. private equity investments
* Leading structuring team on development of new products
* Advising on establishing capital markets transactions
* Advising securities trading team on legal aspects on trading
* Provide support in obtaining regulatory licences to conduct investment business across various emerging markets
* Advising the business of PE investments, corporate restructurings, JVs, employment and litigation
Compliance:
* Hold CF10 for the company and manage relationships with regulators and ensure impact assessment and implementation of key procedural, policy and process changes to meet regulatory initiatives.
* Provide a compliance advisory service in respect of product and business development
Key Skills required:
* 8+ years legal and compliance experience
* Experience with legal drafting and negotiating in a capital markets environment
* Strong knowledge of the legal and regulatory risks of securities products sales and trading
* Ability to work well with and understand front to back office processes in a trade floor environment
* Experience reporting to Board level
* The necessary gravitas to take a 'Head of' role
* Proven regulatory experience at either advisory level or CF10 dealing with the ongoing regulatory change affecting industry
* Law degree or qualified lawyer
Salary: £115 - £130,000 + discretionary bonuses + benefits
If you are a senior legal/compliance professional with a strong investment banking background, and would relish the opportunity to work for a successful firm and take ownership of the Legal & Compliance department; please send your CV to me for consideration.To find out more about Real please visit www.realstaffing.com
Projektdetails
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Einsatzort:
London, Vereinigtes Königreich
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Projektbeginn:
asap
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Projektdauer:
Keine Angabe
- Vertragsart:
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Berufserfahrung:
Keine Angabe
Geforderte Qualifikationen
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Kategorie:
Marketing/Vertrieb, Sonstiges